Investigative Intelligence in Risk, Fraud, Compliance, AML and KYC

Investigative intelligence in financial services

Across the financial services industry from retail banking to broker-dealers, to asset managers and custodians to insurance companies, the pressure to implement and demonstrate operational process and control, comply with regulation and grow the business is relentless. In most cases, all these pressures involve real investigative processes across vast amounts of data.

Despite massive investments, the fraud analyst, KYC / AML investigators, markets compliance teams and the data-centric portfolio manager are struggling to get to real investigative results quickly from IT.

Fraud intelligence

Fraud intelligence

Traditional fraud applications are just that: applications. They are very good at what they were designed to do but are limited, by definition, by the core design. Fraud approaches change all the time. Data needs to be added and connected to quickly, today’s question may be completely unknown yesterday. Organizations need to react as quickly as the fraudsters.

Stay ahead of the curve and react quickly – not having to wait for the next application upgrade. The flexibility and agility of the Siren Platform™ allows for real-time complex event analysis.

Asset Protection

Investment intelligence & risk management

Active asset managers are pressured like never before to prove their value over passive index-based funds. This is driving more and more money into non-traditional or alternative asset classes. Moreover, within traditional asset classes, the move to drive alpha from having access to more alternative data and drive more quantitative strategies continues to grow, while maintaining appropriate counter party, credit, liquidity and operational risk. Siren is helping some of the world’s largest asset managers to build that bigger picture.



There have been many efforts to commoditize and build utilities for KYC and AML. Some have worked, most haven’t. Why? It is still a complex problem which at its core is a data problem. So many data in many different siloed sources with events happening inside and outside the organization on a daily basis. It’s just complex.

Span the myriad of systems and build real investigative insights of the ongoing risk profile across counterparties and your KYC requirements.

Siren dashboard for SME banking portfolio

Market surveillance

Regulators are very focused on the market surveillance processes of regulated firms who are trading in public markets and are looking to maintain market integrity. With the volume of data involved (FINRA processed 99 billion electronic records in a single day), the challenge is immense. The ability to link to local repositories, files, spreadsheets, feeds and various data sources which are currently scattered across a firm is difficult for any compliance team.

Empower compliance and risk management teams to quickly and effectively address mtheir complex system interdependency and siloed data sets issues with the Siren Platform™

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Insights for financial institutions from other data driven industries

Learn how investigative intelligence can add real quantifiable business value to financial institutions